Waterton Investment Adviser

Real Estate SEC-registered adviser

Legal name: Waterton Investment Adviser, L.L.C.

Chicago, IL Website LinkedIn X

AUM

$4.3B
Regulatory AUM

Private funds

12
Real Estate 12

Private fund assets

$4.2B
Gross asset value

Employees

226

Last Form D raise

Mar 2025
Most recent fund filing

From SEC Form ADV filing (filed Jun 3, 2026). View on SEC

People(8)

Owners and executive officers named on the firm's SEC Form ADV.

D
David Schwartz
Chief Executive Officer and Chairman
Source: SEC Form ADV
E
Erick Harris
Managing Partner, General Counsel
Source: SEC Form ADV
J
John Gray
Managing Partner, Chief Investment Officer
Source: SEC Form ADV
M
Michelle Wells
Managing Partner, Investor Relations
Source: SEC Form ADV
P
Peter Vilim
Vice Chairman
Source: SEC Form ADV
P
Phil Lukowski
Managing Partner, Portfolio Management
Source: SEC Form ADV
S
Stephanie Brock
Managing Partner, Property Management
Source: SEC Form ADV
T
Tara Marszewski
Managing Partner and Chief Financial Officer & Administrative Officer
Source: SEC Form ADV

Funds(12)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Wrpv Xv Credit Co-Invest, L.P.Real Estate$45.1M——Mar 2025Cool
Waterton Residential Property Venture Xiv, L.P.Real Estate$1.0B——May 2020Cold
Waterton Residential Property Venture Xiv Non-U.s., L.P.Real Estate$297.7M——May 2020Cold
Waterton Residential Property Venture Xiii Edge Co-Invest, L.P.Real Estate$90.2M——Oct 2018Cold
Waterton Residential Property Venture Xiii, L.P.Real Estate$599.2M$234.4M14May 2017Cold
Waterton Residential Property Venture XII, L.P.Real Estate$72.1M$385.0M12May 2015Cold
Waterton Residential Property Venture Xv, L.P.Real Estate$1.4B———
Waterton Residential Property Venture Xv Non-U.s., L.P.Real Estate$442.0M———
Waterton Residential Property Venture Xiii Parallel Fund, L.P.Real Estate$214.4M———
Wrpv Xiv Shoreham-Tides Co-Invest, L.P.Real Estate$91.5M———
Waterton Residential Property Venture XI, L.P.Real Estate$2.5M———
Waterton Residential Property Venture XI (pf-1), L.P.Real Estate$369K———

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
285602
SEC file number
801-109009

Sources