Tradewinds Wealth Management
Asset Manager SEC-registered adviser
Legal name: Tradewinds Asset Management, LLC
AUM
$135.1M
Regulatory AUM
Private funds
1
Hedge Fund 1
Private fund assets
$7.3M
Gross asset value
Employees
4
Last Form D raise
Dec 2023
Most recent fund filing
From SEC Form ADV filing (filed Sep 16, 2026). View on SEC
People(2)
Owners and executive officers named on the firm's SEC Form ADV.
C
J
Funds(1)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Aeovia Hedged Equity Fund, LP | Hedge Fund | $7.3M | — | — | Dec 2023 | Cold |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 323879
- SEC file number
- 801-127142
Sources
- SEC Form ADV Oct 14, 2026