Thomas J. Herzfeld Advisors
Hedge Fund SEC-registered adviser
Legal name: Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL Website
AUM
$890.4M
Regulatory AUM
Private funds
9
Hedge Fund 5 · Other 2 · Real Estate 1 · Securitized Asset 1
Private fund assets
$577.2M
Gross asset value
Employees
15
Last Form D raise
Oct 2025
Most recent fund filing
From SEC Form ADV filing (filed Aug 18, 2026). View on SEC
People(2)
Owners and executive officers named on the firm's SEC Form ADV.
E
T
Funds(9)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| The Hcm Master Fund Limited | Hedge Fund | $264.1M | $75.7M | 32 | Oct 2025 | Cool |
| The Hcm Preffered Equity Master Fund Limited | Hedge Fund | $183.6M | $75.7M | 32 | Oct 2025 | Cool |
| Herzfeld Cre I LLP | Real Estate | $46.0M | — | — | — | |
| Saratoga Senior Loan Fund I Jv LLC | Securitized Asset | $35.1M | — | — | — | |
| Herzfeld Regulated Debt Issuer Sub, LLC | Other | $23.2M | — | — | — | |
| Herzfeld Regulated Debt SPV LTD | Other | $23.2M | — | — | — | |
| Tjha Bb SPV LLC | Hedge Fund | $2.1M | — | — | — | |
| Hcm Co-Investment II, LLC | Hedge Fund | — | — | — | — | |
| Hcm Co-Investment I LLC | Hedge Fund | — | — | — | — |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 108369
- SEC file number
- 801-20866
- CIK
- 1509510
Sources
- SEC Form ADV Oct 14, 2026