Sws Capital Management

Asset Manager SEC-registered adviser

Legal name: Sws Capital Management, LLC

New York, NY Website LinkedIn

AUM

$413.1M
Regulatory AUM

Private funds

2
Other 2

Private fund assets

$197.1M
Gross asset value

Employees

10

Last Form D raise

Jan 2023
Most recent fund filing

From SEC Form ADV filing (filed Jul 21, 2026). View on SEC

People(4)

Owners and executive officers named on the firm's SEC Form ADV.

C
Christopher Williams
Chairman & CEO
Source: SEC Form ADV
H
Henry Cisneros
Vice-Chairman, Shank Williams Cisneros
Source: SEC Form ADV
S
Suzanne Shank-Werdlow
Super Majority Member, Shank Capital Group
Source: SEC Form ADV
W
William Thompson
President
Source: SEC Form ADV

Funds(2)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
New York Social Equity Cannabis Investment Fund, L.P.Other$99.5M$15.0M1Jan 2023Cold
Clear Vision Impact Fund, LPOther$97.6M———

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
119043
SEC file number
801-61480

Sources