Stifel, Nicolaus &

Asset Manager SEC-registered adviser

Legal name: Stifel, Nicolaus & Company, Incorporated

St Louis, MO Website LinkedIn X

AUM

$197.5B
Regulatory AUM

Private funds

22
Other 21 · Venture Capital 1

Private fund assets

$53.8M
Gross asset value

Employees

6,478

Last Form D raise

Nov 2025
Most recent fund filing

From SEC Form ADV filing (filed Sep 15, 2026). View on SEC

People(3)

Owners and executive officers named on the firm's SEC Form ADV.

D
David Dean Sliney
Senior Vice President & Director
Source: SEC Form ADV
J
James Mark Zemlyak
Executive Vice President & Director
Source: SEC Form ADV
R
Ronald James Kruszewski
President, Chief Executive Office & Chairman of the Board
Source: SEC Form ADV

Funds(22)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Mp Concentrated Fund IOther$9.3M$5.6M35Nov 2025Warm
Kcp Gs II LPOther$10.7M$10.1M26Feb 2023Cold
Kcp Greenoaks V LPOther$22.8M$21.6M39Dec 2022Cold
Kcp Bridge33 III LPOther$6.3M——Dec 2022Cold
Kcp Accolade Fund LPOther$22.0M$17.5M27Oct 2021Cold
Kcp Valiant Peregrine Fund IIOther$14.3M$18.4M27Oct 2021Cold
Kcp Interlock Equity Fund LPOther$6.5M$8.6M11Oct 2021Cold
Kcp Finback LPOther$20.4M$17.1M32Jul 2021Cold
Kcp Liberty City Ventures LPOther$28.8M$23.6M75Jun 2021Cold
Kcp Seaside Equity Fund LPOther$16.5M$14.1M40Mar 2021Cold
Kcp Access Fund LPOther$5.7M$4.1M11Feb 2021Cold
Kcp North Branch Fund LPOther$11.6M$11.3M34Aug 2020Cold
Kcp Bridge 33 Fund LPOther$27.5M$20.8M48Feb 2020Cold
Kcp Valiant Peregrine Fund LPOther$12.0M$10.4M19Dec 2019Cold
Leg IV and Opportunities Fund, LLCOther$25.7M——Jan 2018Cold

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
793
SEC file number
801-10746
CIK
948905

Sources