Sprott Asset Management USA

Asset Manager SEC-registered adviser

Legal name: Sprott Asset Management USA Inc.

Darien, CT Website

AUM

$10.1B
Regulatory AUM

Private funds

4
Hedge Fund 4

Private fund assets

$377.5M
Gross asset value

Employees

64

Last Form D raise

Jan 2026
Most recent fund filing

From SEC Form ADV filing (filed Mar 30, 2026). View on SEC

People(4)

Owners and executive officers named on the firm's SEC Form ADV.

R
Robert Villaflor
Managing Partner - Sprott Wealth Management
Source: SEC Form ADV
T
Thomas Ulrich
Director
Source: SEC Form ADV
V
Varinder Bhathal
Director
Source: SEC Form ADV
W
William George
President, Chief Executive Officer & Director
Source: SEC Form ADV

Funds(4)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Sprott Hathaway Special Situations Fund, LPHedge Fund$192.4M$63.3M20Jan 2026Warm
Sprott Physical Commodities Fund LPHedge Fund$54.8M$28.0M31Oct 2025Warm
Resource Exploration and Development Private Placement Qp, LPHedge Fund$76.8M$14.7M74Jul 2025Cool
Resource Exploration and Development Private Placement, LPHedge Fund$53.5M$39.0M62Jul 2025Cool

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
139022
SEC file number
801-66131
CIK
1728686

Sources