Spectrum Asset Management

Asset Manager SEC-registered adviser

Legal name: Spectrum Asset Management, Inc.

Stamford, CT Website

AUM

$18.3B
Regulatory AUM

Private funds

1
Other 1

Private fund assets

$33.3M
Gross asset value

Employees

27

Last Form D raise

Jan 2026
Most recent fund filing

From SEC Form ADV filing (filed Aug 5, 2026). View on SEC

People(4)

Owners and executive officers named on the firm's SEC Form ADV.

J
Joseph Hanczor
Managing Director & Chief Compliance Officer
Source: SEC Form ADV
L
Lewis Jacoby
Executive Director & Chief Investment Officer
Source: SEC Form ADV
M
Mark Lieb
President & Chief Executive Officer
Source: SEC Form ADV
M
Matthew Byer
Executive Director & Chief Operating Officer
Source: SEC Form ADV

Funds(1)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Spectrum Capital Securities Institutional Fund LLCOther$33.3M$252.1M14Jan 2026Warm

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
300463
SEC file number
801-30405

Sources