Pine Valley Investments

Asset Manager SEC-registered adviser

Legal name: Pine Valley Investments Limited Liability Company

Marlton, NJ Website LinkedIn X

AUM

$2.7B
Regulatory AUM

Private funds

2
Hedge Fund 2

Private fund assets

$124.0M
Gross asset value

Employees

37

Last Form D raise

Sep 2026
Most recent fund filing

From SEC Form ADV filing (filed Mar 30, 2026). View on SEC

People(5)

Owners and executive officers named on the firm's SEC Form ADV.

C
Christopher O'Neill
Member (01/2025) and Chief Investment Officer
Source: SEC Form ADV
H
Harry Morad
Managing Member
Source: SEC Form ADV
J
Joseph Duncan
Member
Source: SEC Form ADV
M
Michael Modica
Member (01/2025) & Chief Financial Officer
Source: SEC Form ADV
N
Nicholas Lampone
Member (01/2025) and Chief Strategy Officer
Source: SEC Form ADV

Funds(2)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Magarian Fund, LPHedge Fund$69.6M$89.4M18Sep 2026Hot
Pv Opportunity Fund, Series I, LLCHedge Fund$54.5M———

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
173995
SEC file number
801-80742
CIK
1975417

Sources