Piedmont Capital Management

Asset Manager SEC-registered adviser

Legal name: Piedmont Capital Management, LLC

Greenboro, NC Website

AUM

$495.6M
Regulatory AUM

Private funds

1
Other 1

Private fund assets

$118.9M
Gross asset value

Employees

24

Last Form D raise

Nov 2025
Most recent fund filing

From SEC Form ADV filing (filed Mar 19, 2026). View on SEC

People(4)

Owners and executive officers named on the firm's SEC Form ADV.

D
Daniel Smith
Chief Investment Officer
Source: SEC Form ADV
J
James Harris
CEO and President
Source: SEC Form ADV
J
John Simms
Chief Investment Strategist
Source: SEC Form ADV
S
Susan Gleason
Executive Vice President/ Chief Client Officer/ Treasurer
Source: SEC Form ADV

Funds(1)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Piedmont Partners Fund, LLCOther$118.9M$161.3M68Nov 2025Warm

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
155682
SEC file number
801-110286

Sources