Octagon Asset Management

Asset Manager SEC-registered adviser

Legal name: Octagon Asset Management, LLC

Charlotte, NC Website

AUM

$221.2M
Regulatory AUM

Private funds

1
Hedge Fund 1

Private fund assets

$5.5M
Gross asset value

Employees

4

Last Form D raise

—

From SEC Form ADV filing (filed Mar 5, 2026). View on SEC

People(1)

Owners and executive officers named on the firm's SEC Form ADV.

C
Caldwell Welles
Founder/Managing Partner
Source: SEC Form ADV

Funds(1)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Octagon Global Trade Fund, LTDHedge Fund$5.5M———

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
286248
SEC file number
801-110412

Sources