Neuberger Berman Investment Advisers

Asset Manager SEC-registered adviser

Legal name: Neuberger Berman Investment Advisers LLC

New York, NY Website LinkedIn X

AUM

$398.6B
Regulatory AUM

Private funds

71
Hedge Fund 46 · Securitized Asset 13 · Private Equity 11 · Other 1

Private fund assets

$14.4B
Gross asset value

Employees

1,542

Last Form D raise

Jul 2026
Most recent fund filing

From SEC Form ADV filing (filed Sep 24, 2026). View on SEC

People(6)

Owners and executive officers named on the firm's SEC Form ADV.

A
Ashok Bhatia
Director, President & Chief Investment Officer - Fixed Income
Source: SEC Form ADV
B
Brad Cetron
Chief Compliance Officer - Head of Compliance and Managing Director
Source: SEC Form ADV
J
John Kramer
Director
Source: SEC Form ADV
J
Joseph Amato
Director, President & Chief Investment Officer - Equities
Source: SEC Form ADV
K
Kenneth deRegt
Director
Source: SEC Form ADV
S
Stephen Wright
Director, Managing Director
Source: SEC Form ADV

Funds(71)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Neuberger Berman Hedged Cryptocurrency Volatility Fund LLCHedge Fund$67.3M$64.4M73Jul 2026Hot
Neuberger Berman U.S. Equity Index Putwrite Fund LLCHedge Fund$1.7B$2.2B74Jul 2026Hot
Neuberger Berman Emerging Market Debt Fund LLCHedge Fund$117.5M$463.0M25Jul 2026Hot
Neuberger Berman Emerging Market Debt - Local Currency Fund LLCHedge Fund$82.6M$75.0M2Jul 2026Hot
Neuberger Berman Short Duration Emerging Market Debt Fund LLCHedge Fund$67.6M$457.3M7Jul 2026Hot
Neuberger Taiwan Equity Fund LTD.Hedge Fund$150.7M$150.0M2Jul 2026Hot
Grove Funding IV LPHedge Fund$961.1M$940.0M5Jun 2026Hot
Neuberger Berman Strategic India Equity Master Fund LPHedge Fund$4.8M$3.4M6Jun 2026Hot
Neuberger Berman Clo Evergreen Master Fund L.P.Hedge Fund$60.5M$32.0M11May 2026Hot
Neuberger Berman High Income Fund LLCOther$282.1M$2.2B82Apr 2026Warm
Nb All Cap Alpha Master Fund, LTD.Hedge Fund$79.4M$63.8M45Apr 2026Warm
Nb Pine Rock Master Fund L.P.Hedge Fund$38.2M$21.5M52Apr 2026Warm
Capital Group Opportunistic Fund LLCHedge Fund$13.1M$5.4M8Apr 2026Warm
Neuberger Berman Risk Parity Master Fund LPHedge Fund$379.9M$503.7M5Mar 2026Warm
Neuberger Berman Principal Strategies Merger Arbitrage Master Fund ScspHedge Fund$458.4M——Mar 2026Warm

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
124687
SEC file number
801-61757
CIK
1230440

Sources