M4a3

Asset Manager SEC-registered adviser

Legal name: M4a3 LLC

Boulder, CO Website

AUM

$322.0M
Regulatory AUM

Private funds

5
Private Equity 5

Private fund assets

$33.7M
Gross asset value

Employees

6

Last Form D raise

Oct 2020
Most recent fund filing

From SEC Form ADV filing (filed Mar 31, 2026). View on SEC

People(2)

Owners and executive officers named on the firm's SEC Form ADV.

M
Mandi Sherman
Managing Member, Founder, Chief Operations Officer & Chief Compliance Officer
Source: SEC Form ADV
M
Michael Sherman
Managing Member, Founder & Chief Executive Officer
Source: SEC Form ADV

Funds(5)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Longspur Fund II, LPPrivate Equity$12.1M——Oct 2020Cold
Auklet Fund III, LPPrivate Equity$8.2M——Oct 2020Cold
Auklet Fund II, LPPrivate Equity$6.4M——Oct 2020Cold
Longspur Fund I, LPPrivate Equity$6.0M——Oct 2020Cold
Auklet Fund, LPPrivate Equity$973K——Oct 2020Cold

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
336172
SEC file number
801-132765

Sources