Holmes Financial Management

Asset Manager Exempt reporting adviser

Legal name: Holmes Financial Management Co., LLC

Houston, TX Website LinkedIn

AUM

$49.2M
Private fund assets

Private funds

1
Other 1

Private fund assets

$49.2M
Gross asset value

Employees

—

Last Form D raise

Jul 2026
Most recent fund filing

From SEC Form ADV filing (filed Oct 2, 2026). View on SEC

People(6)

Owners and executive officers named on the firm's SEC Form ADV.

B
Bruce Bilger
Board Member, Holmes Financial
Source: SEC Form ADV
M
Marc Shapiro
Board Member, Holmes Financial
Source: SEC Form ADV
M
Mary Franklin
Chief Investment Officer
Source: SEC Form ADV
R
Rudolph Holmes
President
Source: SEC Form ADV
S
Stanley Levy
Board Member, Holmes Financial
Source: SEC Form ADV
T
Thomas Sittema
Board Member, Holmes Financial
Source: SEC Form ADV

Funds(1)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Vault C&i Fund I, LPOther$49.2M$49.2M72Jul 2026Hot

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
344635
SEC file number
802-137656

Sources