Harbor Financial Institute

Private Equity Exempt reporting adviser

Legal name: Harbor Financial Institute LTD

Denver, CO

AUM

$79.0M
Private fund assets

Private funds

1
Private Equity 1

Private fund assets

$79.0M
Gross asset value

Employees

—

Last Form D raise

—

From SEC Form ADV filing (filed Dec 17, 2025). View on SEC

People(1)

Owners and executive officers named on the firm's SEC Form ADV.

J
Jinxin Yao
Director
Source: SEC Form ADV

Funds(1)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Harbor Financial InstitutePrivate Equity$79.0M———

Board seats(1)

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

DWS Asset Management
OtherDenver, CODirector: Jinxin Yao
Since Mar 2025
SEC Form D

Regulatory identifiers

CRD number
340081
SEC file number
802-135173

Sources