Guggenheim Partners Investment Management
Asset Manager SEC-registered adviser
Legal name: Guggenheim Partners Investment Management, LLC
New York, NY Website
AUM
$240.7B
Regulatory AUM
Private funds
73
Securitized Asset 25 · Private Equity 20 · Real Estate 15 · Hedge Fund 13
Private fund assets
$8.8B
Gross asset value
Employees
588
Last Form D raise
May 2026
Most recent fund filing
From SEC Form ADV filing (filed Jul 30, 2026). View on SEC
People(5)
Owners and executive officers named on the firm's SEC Form ADV.
A
Managing Partner, Chief Investment Officer, Guggenheim Partners Investment Management
B
D
S
Chief Investment Officer for Fixed Income, Guggenheim Partners Investment Management
S
Funds(73)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Guggenheim Partners Opportunistic Investment Grade Securities Offshore Master Fund, LTD. | Hedge Fund | $507.2M | $556.0M | 17 | May 2026 | Hot |
| Guggenheim Loan Master Fund, LTD. | Hedge Fund | $505.7M | $577.6M | 12 | May 2026 | Hot |
| Nzc Guggenheim Master Fund LTD | Hedge Fund | $182.3M | $408.0M | 71 | May 2026 | Hot |
| Guggenheim Foundations Fund Agg 1, L.P. | Private Equity | $120.2M | $88.6M | 7 | May 2026 | Hot |
| Guggenheim High-Yield Fund, LLC | Hedge Fund | $71.8M | $267.8M | 11 | May 2026 | Hot |
| Guggenheim Partners Opportunistic Investment Grade Securities Master Fund, LTD. | Hedge Fund | $1.1B | $312.7M | 39 | Sep 2024 | Cold |
| Guggenheim Private Debt Master Fund 2.0, LLC | Hedge Fund | $43.5M | $386.5M | 14 | Sep 2017 | Cold |
| Guggenheim Private Debt Fund Note Issuer 2.0, LLC | Securitized Asset | $32.5M | $1.1B | 26 | Sep 2017 | Cold |
| Wattage Finance-Nc, LLC | Private Equity | $58.3M | $116.3M | 7 | Jun 2016 | Cold |
| Wattage Finance-Oh, LLC | Private Equity | $1.6M | $131.6M | 9 | Nov 2015 | Cold |
| Orpheus Holdings LTD | Hedge Fund | $806K | $194.6M | 8 | Mar 2012 | Cold |
| Guggenheim Energy Opportunities Fund L.P. | Private Equity | $41.3M | $171.4M | 16 | Mar 2012 | Cold |
| Orpheus Holdings LLC | Hedge Fund | $5.5M | $422.3M | 26 | Mar 2012 | Cold |
| Acri Holdings LLC | Private Equity | $425.6M | — | — | — | |
| Guggenheim Clo 2022-2, LTD. | Securitized Asset | $388.6M | — | — | — |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 137432
- SEC file number
- 801-66786
- CIK
- 1425852
Sources
- SEC Form ADV Oct 14, 2026