First Wilshire Securities Management

Asset Manager SEC-registered adviser

Legal name: First Wilshire Securities Management, Inc.

Pasadena, CA Website

AUM

$415.5M
Regulatory AUM

Private funds

2
Hedge Fund 2

Private fund assets

$55.7M
Gross asset value

Employees

9

Last Form D raise

Sep 2026
Most recent fund filing

From SEC Form ADV filing (filed May 5, 2026). View on SEC

People(3)

Owners and executive officers named on the firm's SEC Form ADV.

H
Howard Lu
President & CEO
Source: SEC Form ADV
S
Scott Hood
Chairman & CFO
Source: SEC Form ADV
W
William Caton
Portfolio Manager
Source: SEC Form ADV

Funds(2)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Lake Street Fund, L.P.Hedge Fund$47.8M$103.1M119Sep 2026Hot
Mount Wilson Global Fund, L.P.Hedge Fund$8.0M$9.2M41Sep 2026Hot

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
171971
SEC file number
801-15260
CIK
732847

Sources