First Trust Advisors

Asset Manager SEC-registered adviser

Legal name: First Trust Advisors LP

Wheaton, IL Website X

AUM

$309.2B
Regulatory AUM

Private funds

1
Hedge Fund 1

Private fund assets

$53.0M
Gross asset value

Employees

542

Last Form D raise

Nov 2025
Most recent fund filing

From SEC Form ADV filing (filed Apr 30, 2026). View on SEC

People(6)

Owners and executive officers named on the firm's SEC Form ADV.

A
Andrew Roggensack
President
Source: SEC Form ADV
D
Daniel Lindquist
Managing Director
Source: SEC Form ADV
D
David McGarel
Managing Director/Chief Investment Officer
Source: SEC Form ADV
J
James Bowen
Chief Executive Officer
Source: SEC Form ADV
J
James Dykas
Chief Financial Officer / Managing Director
Source: SEC Form ADV
R
Robert Hall
Managing Director
Source: SEC Form ADV

Funds(1)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Ftis Enhanced Liquid Income Master Fund, LPHedge Fund$53.0M$4.6M16Nov 2025Warm

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
107027
SEC file number
801-39950
CIK
1125816

Sources