Fi3 Financial Advisors

Asset Manager SEC-registered adviser

Legal name: Fi3 Financial Advisors, LLC

Indianapolis, IN Website

AUM

$1.1B
Regulatory AUM

Private funds

3
Private Equity 2 · Other 1

Private fund assets

$5.4M
Gross asset value

Employees

21

Last Form D raise

Sep 2025
Most recent fund filing

From SEC Form ADV filing (filed Jul 24, 2026). View on SEC

People(11)

Owners and executive officers named on the firm's SEC Form ADV.

B
Brad Long
Chief Investment Officer
Source: SEC Form ADV
B
Brett Schneider
Director
Source: SEC Form ADV
C
Carl Nelson
President, Wealthspire, LP
Source: SEC Form ADV
E
Eric Sontag
President
Source: SEC Form ADV
I
Ivan Hoffman
Managing Director
Source: SEC Form ADV
M
Matthew Simpson
Managing Director
Source: SEC Form ADV
M
Michael Goss
Director
Source: SEC Form ADV
M
Michael Lamena
Chief Executive Officer, Wealthspire, LP
Source: SEC Form ADV
R
Robert Hilzenrath
Director
Source: SEC Form ADV
S
Samuel Muse
Managing Director
Source: SEC Form ADV
V
Veronica Moo
Director
Source: SEC Form ADV

Funds(3)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Fi3 Capital Private Equity 2025 LPPrivate Equity—$30.6M62Sep 2025Cool
Fi3 Capital Private Equity 2024, LPOther$5.4M$29.3M59Mar 2025Cool
Fi3 - Acp Fund 2022, LPPrivate Equity$6.0M———

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
168005
SEC file number
801-113218

Sources