Empirical Asset Management

Asset Manager SEC-registered adviser

Legal name: Empirical Asset Management, LLC

Wellesley, MA Website

AUM

$560.0M
Regulatory AUM

Private funds

1
Hedge Fund 1

Private fund assets

$445K
Gross asset value

Employees

14

Last Form D raise

Sep 2026
Most recent fund filing

From SEC Form ADV filing (filed Jul 7, 2026). View on SEC

People(3)

Owners and executive officers named on the firm's SEC Form ADV.

G
Glenn Caldicott
Chief Investment Officer
Source: SEC Form ADV
M
Mark Fiskio
Managing Member and Chief Compliance Officer
Source: SEC Form ADV
R
Robert Wadsworth
Investor Member
Source: SEC Form ADV

Funds(1)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Empirical Long Short Fund, L.P.Hedge Fund$445K$11.9M37Sep 2026Hot

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
155436
SEC file number
801-71967
CIK
1926596

Sources