Empery Asset Management
Hedge Fund SEC-registered adviser
Legal name: Empery Asset Management, LP
New York City, NY Website
AUM
$262.5M
Regulatory AUM
Private funds
4
Hedge Fund 4
Private fund assets
$262.5M
Gross asset value
Employees
6
Last Form D raise
Jul 2026
Most recent fund filing
From SEC Form ADV filing (filed Mar 31, 2026). View on SEC
People(1)
Owners and executive officers named on the firm's SEC Form ADV.
R
Funds(4)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Empery Tax Efficient III, LP | Hedge Fund | $77.9M | $25.1M | 7 | Jul 2026 | Hot |
| Empery Debt Opportunity Fund, LP | Hedge Fund | $2.4M | $61.6M | 8 | Jul 2026 | Hot |
| Empery Asset Master, LTD | Hedge Fund | $139.8M | $56.3M | 77 | Apr 2026 | Warm |
| Empery Tax Efficient, LP | Hedge Fund | $42.3M | $33.4M | 36 | Jan 2026 | Warm |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 148180
- SEC file number
- 801-121889
- CIK
- 1469336
Sources
- SEC Form ADV Oct 14, 2026