Duke Funding Management
Credit SEC-registered adviser
Legal name: Duke Funding Management, L.L.C.
Old Greenwich, CT Website
AUM
$126.9M
Regulatory AUM
Private funds
4
Securitized Asset 4
Private fund assets
$126.9M
Gross asset value
Employees
164
Last Form D raise
—
From SEC Form ADV filing (filed Mar 30, 2026). View on SEC
People(6)
Owners and executive officers named on the firm's SEC Form ADV.
A
J
L
M
M
R
Funds(4)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Duke Funding IX, LTD. | Securitized Asset | $66.7M | — | — | — | |
| Duke Funding VII, LTD. | Securitized Asset | $32.2M | — | — | — | |
| Duke Funding VI, LTD. | Securitized Asset | $16.2M | — | — | — | |
| Duke Funding V, LTD. | Securitized Asset | $11.7M | — | — | — |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 117590
- SEC file number
- 801-61009
Sources
- SEC Form ADV Oct 14, 2026