D. E. Shaw Investment Management

Hedge Fund SEC-registered adviser

Legal name: D. E. Shaw Investment Management, L.L.C.

New York, NY Website

AUM

$33.4B
Regulatory AUM

Private funds

17
Hedge Fund 17

Private fund assets

$19.2B
Gross asset value

Employees

47

Last Form D raise

Jul 2026
Most recent fund filing

From SEC Form ADV filing (filed Jul 6, 2026). View on SEC

People(5)

Owners and executive officers named on the firm's SEC Form ADV.

A
Alexis Halaby
Executive Committee Member
Source: SEC Form ADV
D
David Shaw
Sole Stockholder, Chairman, and President, D. E. Shaw &
Source: SEC Form ADV
E
Edward Fishman
Executive Committee Member
Source: SEC Form ADV
M
Maximilian Stone
Executive Committee Member
Source: SEC Form ADV
Y
Yevgenia Zemlyakova
Executive Committee Member, Chief Operating Officer
Source: SEC Form ADV

Funds(17)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
D. E. Shaw Lithic Portfolios, L.L.C.Hedge Fund$5.5B$2.9B122Jul 2026Hot
D. E. Shaw World Alpha Extension Portfolios, L.L.C.Hedge Fund$2.9B$8.5B62Jul 2026Hot
D. E. Shaw Lithic Hv Portfolios, L.L.C.Hedge Fund$2.7B$2.1B49Jul 2026Hot
D. E. Shaw U.S. Broad Market Core Alpha Extension Portfolios, L.L.C.Hedge Fund$2.2B$3.4B88Jul 2026Hot
D. E. Shaw Orienteer Portfolios, L.L.C.Hedge Fund$1.8B$872.5M8Jul 2026Hot
D. E. Shaw All Country Global Alpha Plus Portfolios, L.L.C.Hedge Fund$731.5M$787.6M7Jul 2026Hot
D. E. Shaw U.S. Large Cap Core Alpha Extension Portfolios, L.L.C.Hedge Fund$636.1M$371.3M2Jul 2026Hot
D. E. Shaw U.S. Large Cap Core Enhanced Special Portfolios (ma), L.L.C.Hedge Fund$532.4M$393.3M2Jul 2026Hot
D. E. Shaw World Alpha Extension Custom Fund, L.L.C.Hedge Fund$477.5M$575.0M1Jul 2026Hot
D. E. Shaw Lithic Xtm Portfolios, L.L.C.Hedge Fund$456.0M$196.2M6Jul 2026Hot
D. E. Shaw All Country Global Value Active Portfolios, L.L.C.Hedge Fund$339.4M$219.2M1Jul 2026Hot
D. E. Shaw U.S. Large Cap Core Enhanced Portfolios, L.L.C.Hedge Fund$308.7M$626.4M11Jul 2026Hot
D. E. Shaw All Country Global Alpha Plus Portfolios II, L.L.C.Hedge Fund$243.7M$117.5M1Jul 2026Hot
D. E. Shaw U.S. Broad Market Core Enhanced Plus (carbon Exposure Reduction Target) Portfolios, L.L.C.Hedge Fund$214.1M$147.1M3Jul 2026Hot
D. E. Shaw All Country Global Alpha Extension Portfolios, L.L.C.Hedge Fund$180.5M$2.1B44Jul 2026Hot

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
135284
SEC file number
801-64222
CIK
1335794

Sources