Carl Marks Management
Hedge Fund SEC-registered adviser
Legal name: Carl Marks Management Company, LLC
New York, NY Website
AUM
$374.5M
Regulatory AUM
Private funds
4
Hedge Fund 4
Private fund assets
$296.5M
Gross asset value
Employees
8
Last Form D raise
—
From SEC Form ADV filing (filed Aug 13, 2026). View on SEC
People(5)
Owners and executive officers named on the firm's SEC Form ADV.
A
E
J
M
R
Funds(4)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Carl Marks Strategic Investments, L.P. | Hedge Fund | $197.4M | — | — | — | |
| Carl Marks Strategic Opportunities Fund IV, L.P. | Hedge Fund | $66.0M | — | — | — | |
| Carl Marks Strategic Opportunities Fund III, L.P. | Hedge Fund | $30.0M | — | — | — | |
| Carl Marks Strategic Opportunities Fund II, LP | Hedge Fund | $3.1M | — | — | — |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 107695
- SEC file number
- 801-41108
Sources
- SEC Form ADV Oct 14, 2026