Carapace Financial Advisors

Asset Manager SEC-registered adviser

Legal name: Carapace Financial Advisors LLC

Bedminster, NJ Website LinkedIn

AUM

$106.5M
Regulatory AUM

Private funds

3
Other 3

Private fund assets

$37.7M
Gross asset value

Employees

5

Last Form D raise

Oct 2025
Most recent fund filing

From SEC Form ADV filing (filed Sep 14, 2026). View on SEC

People(3)

Owners and executive officers named on the firm's SEC Form ADV.

B
Brad Jacobson
Managing Member, Oliver Luxxe Assets
Source: SEC Form ADV
F
Frederick Ziwot
President/Chief Investment Officer
Source: SEC Form ADV
G
Gregory Aroneo
Executive Vice President /Chief Compliance Officer
Source: SEC Form ADV

Funds(3)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Carapace Buffered Dividend Income Fund Series -2Other$12.7M$11.5M57Oct 2025Cool
Oliver Luxxe Small Cap Equity Private Fund - A Series of Carapace Funds, LLCOther$12.6M$11.5M57Oct 2025Cool
Carapace Buffered Dividend Income Fund Series - 1 of Carapace Funds, LLCOther$12.3M$11.5M57Oct 2025Cool

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
291404
SEC file number
801-137517

Sources