Cape Ann Asset Management
Asset Manager SEC-registered adviser
Legal name: Cape Ann Asset Management Limited
AUM
$3.8B
Regulatory AUM
Private funds
3
Other 3
Private fund assets
$3.7B
Gross asset value
Employees
21
Last Form D raise
Apr 2026
Most recent fund filing
From SEC Form ADV filing (filed Jun 17, 2026). View on SEC
People(6)
Owners and executive officers named on the firm's SEC Form ADV.
G
Chief Operating Officer, Director, Shareholder and Chief Compliance Officer
I
J
J
S
T
Funds(3)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Cape Ann (ireland) Trust - Cape Ann Global Developing Markets (ireland) Fund | Other | $714.9M | $4.6M | 1 | Apr 2026 | Warm |
| Cape Ann Global Developing Markets Fund | Other | $2.9B | $2.9B | 221 | Mar 2026 | Warm |
| Cape Ann Perivallon Fund | Other | $47.6M | $42.2M | 7 | Mar 2026 | Warm |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 284056
- SEC file number
- 801-107996
Sources
- SEC Form ADV Oct 14, 2026