Caltius Capital Management

Hedge Fund SEC-registered adviser

Legal name: Caltius Capital Management, LP

Los Angeles, CA Website

AUM

$1.1B
Regulatory AUM

Private funds

17
Private Equity 14 · Hedge Fund 3

Private fund assets

$1.1B
Gross asset value

Employees

21

Last Form D raise

Sep 2022
Most recent fund filing

From SEC Form ADV filing (filed Mar 27, 2026). View on SEC

People(9)

Owners and executive officers named on the firm's SEC Form ADV.

A
Alisa Frederick
Managing Director, Caltius Capital Management, LP
Source: SEC Form ADV
F
Frederick Shuart
Managing Director
Source: SEC Form ADV
G
Garrick Ahn
Managing Director, Caltius Capital Management, LP
Source: SEC Form ADV
G
Gavin Bates
Managing Director
Source: SEC Form ADV
G
Gregory Howorth
Managing Director, Caltius Capital Management, LP
Source: SEC Form ADV
H
Holdsberg Jeffrey
Managing Director, Caltius Capital Management, LP
Source: SEC Form ADV
J
James Upchurch
President, Caltius Capital Management, LP
Source: SEC Form ADV
M
Michael Kane
Managing Director, Caltius Capital Management, LP
Source: SEC Form ADV
M
Michael Morgan
Managing Director, Caltius Capital Management, LP
Source: SEC Form ADV

Funds(17)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Caltius Equity Partners IV, LPPrivate Equity$36.6M$34.0M6Sep 2022Cold
Caltius Equity Partners Executive IV, LPPrivate Equity$18.5M$18.9M45Sep 2022Cold
Caltius Partners VI, LPPrivate Equity$82.5M——Feb 2022Cold
Caltius Partners VI (sbic), LPHedge Fund$253.2M$102.6M43Dec 2021Cold
Caltius Partners V (sbic), LPHedge Fund$245.6M——Apr 2016Cold
Caltius Partners V, LPPrivate Equity$66.5M$112.0M7Nov 2015Cold
Caltius Partners V-A, LPPrivate Equity$24.2M$112.0M3Nov 2015Cold
Caltius Partners Executive V, LPPrivate Equity$3.2M$4.0M25Nov 2015Cold
Caltius Equity Partners III, LPPrivate Equity$100.8M$67.8M23Jan 2015Cold
Caltius Equity Partners Executive III, LPPrivate Equity$6.3M$67.8M39Jan 2015Cold
Caltius Partners Executive III, LPPrivate Equity$269K$67.8M39Jan 2015Cold
Caltius Equity Partners V, LPHedge Fund$103.1M———
Caltius Partners IV, LPPrivate Equity$75.2M———
Caltius Partners III, LPPrivate Equity$27.4M———
Caltius Equity Partners II, LPPrivate Equity$20.3M———

Board seats(4)

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

Standpoint Holdings
OtherDallas, TXDirector: Michael Morgan
$27.0M raised
Since Nov 2023
SEC Form D
Standpoint Holdings
OtherDallas, TXDirector: Garrick Ahn
$27.0M raised
Since Nov 2023
SEC Form D
Health Payment Holdings
OtherLos Angeles, CADirector: Garrick Ahn
$2.0M raised
Since Apr 2018
SEC Form D
Health Payment Holdings
OtherLos Angeles, CADirector: James Upchurch
$2.0M raised
Since Apr 2018
SEC Form D

Regulatory identifiers

CRD number
157007
SEC file number
801-73869

Sources