Broadriver Asset Management
Asset Manager SEC-registered adviser
Legal name: Broadriver Asset Management, L.P.
New York, NY Website
AUM
$2.3B
Regulatory AUM
Private funds
9
Other 7 · Private Equity 2
Private fund assets
$1.1B
Gross asset value
Employees
19
Last Form D raise
Nov 2023
Most recent fund filing
From SEC Form ADV filing (filed Mar 27, 2026). View on SEC
People(3)
Owners and executive officers named on the firm's SEC Form ADV.
A
D
P
Funds(9)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Axl Wealth Group L.P. | Private Equity | $515.5M | — | — | Nov 2023 | Cold |
| Broadriver IV Laguna 2022 LP | Other | $49.9M | $30.0M | 2 | Aug 2022 | Cold |
| Broadriver Life Settlements Credit Fund II LP | Other | $543.2M | $75.0M | 2 | Jul 2022 | Cold |
| Broadriver IV LP | Other | $679.4M | $150.0M | 1 | May 2022 | Cold |
| Broadriver Litigation Finance I LP | Private Equity | $8.5M | — | 1 | Nov 2021 | Cold |
| Broadriver III, L.P. | Other | $778.3M | $125.0M | 6 | Nov 2017 | Cold |
| Broadriver II, L.P. | Other | $81.7M | $166.7M | 9 | Mar 2017 | Cold |
| Diamond Ls I LP | Other | $34.1M | $61.8M | 6 | Mar 2017 | Cold |
| Broadriver Ii-A, L.P. | Other | $103.5M | — | — | — |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 155792
- SEC file number
- 801-72019
Sources
- SEC Form ADV Oct 14, 2026