Breakwater Management
Asset Manager Exempt reporting adviser
Legal name: Breakwater Management, LP
AUM
$99.0M
Private fund assets
Private funds
4
Other 4
Private fund assets
$99.0M
Gross asset value
Employees
—
Last Form D raise
Apr 2021
Most recent fund filing
From SEC Form ADV filing (filed Mar 30, 2026). View on SEC
People(2)
Owners and executive officers named on the firm's SEC Form ADV.
E
J
Funds(4)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Breakwater Credit Opportunities Fund III LP | Other | $17.3M | — | — | Apr 2021 | Cold |
| Breakwater Credit Opportunities Fund II LP | Other | $67.0M | $59.1M | 17 | Jun 2019 | Cold |
| Breakwater Credit Opportunities Fund LP | Other | $3.9M | $58.0M | 69 | Sep 2015 | Cold |
| Bcof Sidecar 2015, LP | Other | $10.8M | — | — | — |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 170036
- SEC file number
- 802-129837
Sources
- SEC Form ADV Oct 14, 2026