Awm Investment
Hedge Fund SEC-registered adviser
Legal name: Awm Investment Company Inc
New York, NY
AUM
$1.3B
Regulatory AUM
Private funds
8
Hedge Fund 6 · Venture Capital 2
Private fund assets
$1.3B
Gross asset value
Employees
14
Last Form D raise
Jul 2025
Most recent fund filing
From SEC Form ADV filing (filed Mar 31, 2026). View on SEC
People(3)
Owners and executive officers named on the firm's SEC Form ADV.
A
D
Funds(8)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Special Situations Fund III Qp, L.P. | Hedge Fund | $608.4M | $784.8M | 401 | Jul 2025 | Cool |
| Special Situations Technology Fund II, L.P. | Hedge Fund | $271.3M | $135.6M | 193 | Jul 2025 | Cool |
| Special Situations Life Sciences Fund, L.P. | Hedge Fund | $124.8M | $75.3M | 112 | Jul 2025 | Cool |
| Special Situations Private Equity Fund, L.P. | Hedge Fund | $74.6M | $67.0M | 110 | Jul 2025 | Cool |
| Special Situations Technology Fund, L.P. | Hedge Fund | $55.7M | $47.4M | 195 | Jul 2025 | Cool |
| Life Sciences Innovation Fund II, L.P. | Venture Capital | $4.6M | $10.8M | 38 | Jul 2023 | Cold |
| Life Sciences Innovation Fund, L.P. | Venture Capital | $3.7M | $8.2M | 24 | Oct 2018 | Cold |
| Special Situations Cayman Fund, L.P. | Hedge Fund | $173.6M | — | — | — |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 110346
- SEC file number
- 801-40415
- CIK
- 1535264
Sources
- SEC Form ADV Oct 14, 2026