Aegis Capital
Asset Manager SEC-registered adviser
Legal name: Aegis Capital Corp.
AUM
$1.8B
Regulatory AUM
Private funds
32
Private Equity 32
Private fund assets
$269.4M
Gross asset value
Employees
260
Last Form D raise
Jun 2026
Most recent fund filing
From SEC Form ADV filing (filed Aug 25, 2026). View on SEC
People(2)
Owners and executive officers named on the firm's SEC Form ADV.
F
R
Funds(32)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Aegis Special Situations Fund LLC - Series Pai I | Private Equity | $12.6M | $14.1M | 98 | Jun 2026 | Hot |
| Aegis Special Situations Qp Fund LLC - Series Medtech Xiii | Private Equity | $2.8M | $2.6M | 35 | Nov 2023 | Cold |
| Aegis Special Situations Fund LLC - Series Medtech Xiii | Private Equity | $2.0M | $2.0M | 44 | Nov 2023 | Cold |
| Aegis Special Situations Fund LLC - Series Medtech XI | Private Equity | $6.2M | $5.7M | 47 | Jul 2023 | Cold |
| Aegis Special Situations Fund LLC - Series Medtech X | Private Equity | $7.1M | $2.9M | 29 | Sep 2022 | Cold |
| Aegis Special Situations Fund LLC - Series Medtech IX | Private Equity | $8.8M | $7.2M | 63 | Aug 2022 | Cold |
| Aegis Special Situations Fund LLC - Series Medtech VIII | Private Equity | $4.2M | $3.8M | 40 | May 2022 | Cold |
| Aegis Special Situations Qp Fund LLC - Series Medtech VIII | Private Equity | $3.8M | $1.7M | 18 | May 2022 | Cold |
| Aegis Special Situations Qp Fund LLC - Series Medtech IV | Private Equity | $4.3M | $2.6M | 12 | Mar 2022 | Cold |
| Aegis Special Situations Fund LLC - Series Fintech III | Private Equity | $11.5M | $11.5M | 100 | Dec 2021 | Cold |
| Aegis Special Situations Qp Fund LLC - Series Medtech VI | Private Equity | $3.4M | $1.8M | 7 | Dec 2021 | Cold |
| Aegis Special Situations Fund LLC - Series Healthtech I | Private Equity | $3.5M | $11.0M | 96 | Oct 2021 | Cold |
| Aegis Special Situations Fund LLC - Series Medtech V | Private Equity | $11.6M | $10.3M | 63 | Sep 2021 | Cold |
| Aegis Special Situations Fund LLC - Series Aerospace III | Private Equity | $11.0M | $4.5M | 64 | Aug 2021 | Cold |
| Aegis Special Situations Fund LLC - Series Big Data II | Private Equity | $3.5M | $14.1M | 85 | Aug 2021 | Cold |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 15007
- SEC file number
- 801-71386
- CIK
- 743418
Sources
- SEC Form ADV Oct 14, 2026