Advisors Asset Management

Asset Manager SEC-registered adviser

Legal name: Advisors Asset Management, Inc.

Monument, CO Website LinkedIn X

AUM

$2.2B
Regulatory AUM

Private funds

1
Other 1

Private fund assets

$44.6M
Gross asset value

Employees

255

Last Form D raise

—

From SEC Form ADV filing (filed Aug 13, 2026). View on SEC

People(6)

Owners and executive officers named on the firm's SEC Form ADV.

B
Chief Technology Officer/Director
C
Chief Executive Officer/Chief Investment Officer/Director
L
Trustee, S&lc Living Trust
M
Chief Investment Strategist/Exec. VP/Director
S
Trustee, S&lc Living Trust

Funds(1)

Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.

FundTypeGross assetsRaised (Form D)InvestorsLast Form DRecency
Aam / Wilshire Infrastructure Fund LPOther$44.6M———

Board seats

Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.

No board seats matched from SEC filings yet.

Regulatory identifiers

CRD number
46727
SEC file number
801-62731
CIK
1297376

Sources