Advisors Asset Management
Asset Manager SEC-registered adviser
Legal name: Advisors Asset Management, Inc.
AUM
$2.2B
Regulatory AUM
Private funds
1
Other 1
Private fund assets
$44.6M
Gross asset value
Employees
255
Last Form D raise
—
From SEC Form ADV filing (filed Aug 13, 2026). View on SEC
People(6)
Owners and executive officers named on the firm's SEC Form ADV.
B
C
C
L
M
S
Funds(1)
Private funds reported on Form ADV, with amounts raised from the funds' SEC Form D filings.
| Fund | Type | Gross assets | Raised (Form D) | Investors | Last Form D | Recency |
|---|---|---|---|---|---|---|
| Aam / Wilshire Infrastructure Fund LP | Other | $44.6M | — | — | — |
Board seats
Companies whose SEC Form D filings name one of this firm's people as a director, matched by name and office ZIP code.
No board seats matched from SEC filings yet.
Regulatory identifiers
- CRD number
- 46727
- SEC file number
- 801-62731
- CIK
- 1297376
Sources
- SEC Form ADV Oct 14, 2026